Item 5.07 Submission of Matters to a Vote of Security Holders. On March 20, 2023, CASI Pharmaceuticals, Inc. (the “Company”) held a special meeting of stockholders. A quorum was present at the meeting as required by the bylaws of the Company, as amended. The final voting results for the matters submitted to a vote of stockholders at the meeting are as follows, among which, the affirmative votes constitute 55.5% of the total 13,321,507 shares of the issued and outstanding common stock as of the record date of February 10, 2023 that are eligible to vote at the special meeting. No broker non-votes were counted for the proposal. A proposal to approve and adopt the agreement and plan of merger (t(…)
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